PEPFAR's annual planning process is done either at the country (COP) or regional level (ROP).
PEPFAR's programs are implemented through implementing partners who apply for funding based on PEPFAR's published Requests for Applications.
Since 2010, PEPFAR COPs have grouped implementing partners according to an organizational type. We have retroactively applied these classifications to earlier years in the database as well.
Also called "Strategic Areas", these are general areas of HIV programming. Each program area has several corresponding budget codes.
Specific areas of HIV programming. Budget Codes are the lowest level of spending data available.
Expenditure Program Areas track general areas of PEPFAR expenditure.
Expenditure Sub-Program Areas track more specific PEPFAR expenditures.
Object classes provide highly specific ways that implementing partners are spending PEPFAR funds on programming.
Cross-cutting attributions are areas of PEPFAR programming that contribute across several program areas. They contain limited indicative information related to aspects such as human resources, health infrastructure, or key populations programming. However, they represent only a small proportion of the total funds that PEPFAR allocates through the COP process. Additionally, they have changed significantly over the years. As such, analysis and interpretation of these data should be approached carefully. Learn more
Beneficiary Expenditure data identify how PEPFAR programming is targeted at reaching different populations.
Sub-Beneficiary Expenditure data highlight more specific populations targeted for HIV prevention and treatment interventions.
PEPFAR sets targets using the Monitoring, Evaluation, and Reporting (MER) System - documentation for which can be found on PEPFAR's website at https://www.pepfar.gov/reports/guidance/. As with most data on this website, the targets here have been extracted from the COP documents. Targets are for the fiscal year following each COP year, such that selecting 2016 will access targets for FY2017. This feature is currently experimental and should be used for exploratory purposes only at present.
Years of mechanism: 2008 2009
NO FY 2009 FUNDING IS REQUESTED FOR THIS ACTIVITY:
This activity was approved in the FY 2008 COP, is funded with FY 2008 PEPFAR funds, and is included
here to provide complete information for reviewers. No FY 2009 funding is requested for this activity.
PEPFAR funds were allocated to SI for this activity in FY 2009. Scientific Medical Research (SMR) is a sub-
grantee under the Care International umbrella but stands on its own. The activity involves quality monitoring
and evaluation of existing partners including but not limited to counseling and testing partners. The partner
evaluation suggested they receive a 15% decrease in funding for FY 2009, so this will be reprogrammed to
SI in January 2009. Therefore there is no need to continue funding this activity with FY 2009 COP funds.
New/Continuing Activity: Continuing Activity
Continuing Activity: 16022
Continued Associated Activity Information
Activity Activity ID USG Agency Prime Partner Mechanism Mechanism ID Mechanism Planned Funds
System ID System ID
16022 16022.08 HHS/Centers for Scientific Medical 7315 7315.08 Care UGM $1,000,000
Disease Control & Research
Prevention
Table 3.3.14:
ACTIVITY HAS BEEN MODIFIED IN THE FOLLOWING WAYS:
Scientific Medical Research (SMR) activity area for FY 2009 COP within the Center for Disease Control and
Prevention (CDC) was changed from "Counseling and Testing (CT)" to "Laboratory, Infrastructure, Strategic
Information and Policy" because SMR's activities are broader than one activity area.
To further the activities described in FY 2008, SMR implemented the high-level evaluations of partner
organizations which are linked to strategy development.
ACTIVITIES AND EXPECTED RESULTS:
A) Development of pilot tools for CT:
In FY 2008, SMR developed the CT evaluation tool, and held a workshop with CDC on the draft tool. The
tool evaluates fourteen thematic areas: Management/Staffing; Infrastructure; Policies, Process/Systems;
Rapid HIV Test QA; Training; Integration; Consultation; Marketing; Sustainability; Data/QA Plan; M&E;
Project-Specific Objectives; VCT Client Profile; and Budget. Input and comments from CDC were taken into
consideration in finalizing the tool which was then approved by CDC for pilot testing. In parallel to this
process, an evaluation Standard Operating Procedure (SOP) was also developed by SMR, and following
CDC's input and comments, a final SOP was approved by CDC.
B) Pilot testing of the tool in the field with partner organizations:
The CDC approved the evaluation tool and SOP which were piloted initially with two partners, one offering a
client-initiated CT, while the second partner operated in a provider-initiated CT environment. Following the
pilot, a report back meeting was held with both the evaluated partner and the CDC. Both the tool and the
SOP, together with the strategic recommendations were made to improve partner's efficiency and alignment
with PEPFAR were well received by the evaluated partners. Feedback on issues raised from both the
partners and the CDC was used to further improve and refine both the tool and the SOP. Additionally, two
partners were evaluated after March 2008 and provided with feedback and strategic advice on how to
improve their program's efficiency at a combined partner/CDC report back meeting, and the
recommendations were again well received. Of importance, is the fact that one of the evaluated partner
operates in a private sector setting, while the other partner is in a provider-initiated CT environment. Thus, a
total of four partners to date have been evaluated and provided with strategic advice on program
improvement and alignment with PEPFAR.
For FY 2009:
C) Development of additional tools for further partner program areas:
Draft tools for two additional program areas have been developed, i.e., Care and Treatment, and PMTCT. A
workshop for the draft Care and Treatment tool has been held with CDC, and the tool is currently being
finalized and will be presented to CDC in September 2008 for final review and possible approval, and once
approved, it will be pilot tested at selected partners before rolled out to a larger number of partners. A
workshop will also be held with CDC to discuss the draft PMTCT tool.
The CT evaluations that have been done to date have been very well received by both CDC and the partner
organizations. The challenge is now to scale up these activities to new levels, so as to impart as much
strategic wisdom as possible to the partner organizations, so that they may operate as optimally as possible
and be well-aligned with the national program. The tools have also been streamlined by sub-dividing them
into Part A which evaluates common business, administrative and logistic thematic areas; followed by Part
B which addresses the HIV program-specific thematic areas.
FY 2009 COP activities will be expanded to include: (1) expanding program monitoring and evaluation at
additional CT, Care and Treatment, and PMTCT sites as identified by CDC, Pretoria; (2) developing
additional monitoring modules for the following program areas: TB-HIV Services, and Laboratory Services;
(3) monitoring and evaluation at additional sites for care and treatment program area, PMTCT, and with
additional partners for: TB-HIV, and Laboratory program areas, as identified by CDC, Pretoria; and (4)
assessing feasibility of (in consultation with CDC Pretoria) expanding the CHAQA monitoring and evaluation
model. SMR activities are also aimed at Health Systems Strengthening for sustainability of HIV/AIDS
services in multiple program areas.
SMR's FY 2009 COP activities are synergistic/additive to activities contemplated in the upcoming South
Africa PEPFAR Partner Performance Assessment (SAPPPA) contract, and SMR would be willing to work in
conjunction with (and mentor) the organization selected for contract implementation.
-------------------------
SUMMARY:
Scientific Medical Research is developing an innovative monitoring and evaluation program that (a)
assesses the quality and impact of HIV programs in the public sector; (b) generates regular feedback to the
programs and donors; and (c) aims to improve the quality of service to the communities and program
implementing institutions through appropriate feedback mechanisms.
BACKGROUND:
This program is a continuation of a Tucker Strategy supplementary PEPFAR funding proposal which
commenced on 1 December 2006 for the initiation of this novel comprehensive assessment mechanism.
Funds used for the initial set-up phase are allocated to the employment of a small core of appropriately
qualified persons to drive the establishment of this process, and to a relatively small consumables budget.
The response to the HIV epidemic in South Africa is expanding, as public and private institutions scale up
Activity Narrative: their efforts to prevent new infections, as well as care for and treat those who are already HIV-infected.
These programs are either self-funded or funded by external agencies such as PEPFAR. The quality of HIV
services, however, varies dramatically in both public and private sectors. Many people only have access to
a limited package of prevention measures and/or counseling and testing (CT), while others have access to
a comprehensive package of education, prevention and care including antiretroviral treatment. Even where
CT (and other) services exist, the impact and quality of services varies substantially.
There is currently no agency that assists both public sector funding agencies and implementing institutions
to make objective, external evaluations of the quality of workplace-based HIV programs, and use that
information in a positive way to improve the quality of care offered. A gold standard by which they can
assess the HIV-related activities will tend motivate towards more and better corporate interventions. In the
absence of adequate external review and quality assessment of HIV programs, both donors' and
implementing institutions' management are unable to monitor the successes and failures of the programs,
and where required, institute appropriate changes to improve the quality of the programs.
Scientific Medical Research is an independent organization that has no ties any HIV services providers. Its
staff will comprise a mixture of skilled staff able to develop the systems for this organization as well as staff
with the ability to assess/audit medical programs. The company is "black empowered," in keeping with the
aims of the South African Healthcare Charter.
In the initial 12 months of this project, Scientific Medical Research will carry out three activities.
ACTIVITY 1:
A small core of appropriately qualified persons will be employed and trained to drive this process. Staff will
attend relevant monitoring and evaluation courses and conferences.
ACTIVITY 2:
In consultation with CDC Pretoria staff, program assessment methodology will be piloted, initially at two
sites. The pilot will be followed by review and where necessary, modification of the assessment
methodology. Additional sites will be assessed as advised by CDC.
ACTIVITY 3:
Scientific Medical Research will establish appropriately designed databases to manage the program
assessment activities. FY 2008 COP activities will be expanded to include: (1) expanding monitoring at
additional CT sites as identified by CDC, Pretoria; (2) developing monitoring modules for care and
treatment; (3) monitoring at care an treatment sites, as identified by CDC, Pretoria; and (4) assessing
feasibility of (in consultation with CDC Pretoria) expanding the CHAQA monitoring model to other program
areas and sharing with other countries.
These results contribute to the PEPFAR 2-7-10 goals by strengthening the ability of local institutions to
implement programs efficiently, especially improved quality assurance and leadership through evaluation of
national prevention, care and treatment efforts.
New/Continuing Activity: New Activity
Continuing Activity:
Table 3.3.17: